Named to National CPA Financial Literacy Commission (2019)
AICPA Outstanding Young CPA of the Year (2018)
Standing Ovation Award for Excellence in Personal Financial Planning (AICPA, 2018)
Received tenure as faculty at Colorado Mesa University, Finance/Accounting (2017)
Prior to founding RoseCap, Mr. Rosenberg was Managing Director with Jackson Oats Shaw Corporate Real Estate, a privately held real estate investment firm in Atlanta, GA, where he lead acquisitions, dispositions, and asset management. Mr. Rosenberg also previously served as Vice President with General Electric’s Commercial Finance division. He started his career in investment banking, underwriting and syndicating leveraged loans and high yield bonds for Wachovia Securities in Charlotte, NC. While starting RoseCap, Mr. Rosenberg was full-time faculty at Colorado Mesa University, located in Grand Junction, CO, where he taught at both the graduate and undergraduate levels. In 2017 he was awarded tenure as a professor of Finance. His course offerings have included Fundamentals of Investments, Portfolio Management, Financial Strategy (MBA), International Finance, Risk Management, Accounting (MBA), Insurance, and Corporate Finance.
Mr. Rosenberg received his Masters degree in Accounting and Bachelor of Business Administration from The University of Texas, at Austin, where he was a member of the 2002 National Championship baseball team and commencement speaker for his graduating class. Mr. Rosenberg has served (or currently serves) on the board of directors for many local organizations, including: the GJ Chamber of Commerce, the STRiVE Foundation, Back the Badge, Hilltop Community Resources, and the GJ Community Hospital Foundation. In his free time, he enjoys reading, competing in numerous sports, and spending time with his family.
As Principal at RoseCap Tax & Accounting, Nancy brings more than fifteen years of extensive corporate and personal tax and accounting experience to the firm. Prior to joining RoseCap, Nancy was a Tax Manager with Eide Bailly where she spent 13 years advancing to a leadership position and serving multiple key roles within the firm. These included the State and Local Income Tax group and the Colorado Philanthropic group, where she coordinated volunteer activities within the Colorado offices. As a strong supporter of charity and philanthropic work, some of her favorite organizations to give back to are local food banks and international organizations such as Operation Underground Railroad and Habitat for Humanity. Nancy received her Bachelor of Science in Public Accounting with a minor in Business Administration from Colorado Mesa University, graduating with honors and receiving the Outstanding Women in Accounting Award. During that time, she spent three years as a bookkeeper and accounting assistant. Outside of work, Nancy is passionate about education for herself and her clients. She loves spending time with her family, camping, hiking, and volunteering.
Mr. Parsons is a Senior Financial Advisor and joined RoseCap in 2021 with 18 years of investment management experience. Prior to joining RoseCap Mr. Parsons was Senior Wealth Advisor at WealthSource LLC, in independent registered investment advisory. After joining WealthSource he received top honors from the firm and quickly went to on to become the firm’s top advisor managing approximately $375MM in discretionary assets. Previously, Mr. Parsons spent 13 years as Vice President and Senior Investment Strategist for Wells Fargo Investment Management and Trust in Grand Junction, CO. He was recognized multiple times over the years for his excellence in fiduciary management and was the region’s top performer in 2008. His additional experience includes time at Advisors Asset Management as a fixed income trader and at T.Rowe Price as a Retirement Specialist.
Mr. Parsons graduated Cum Laude from Clemson University with a Bachelors of Science in Business Management. He has also earned the right to use the Chartered Financial Analyst (CFA) designation and is a member of the Colorado CFA society. Mr. Parsons is an active member of the community and has served as a board member for the Grand Valley Trails Alliance, Colorado Plateau Mountain Bike Trail Association and currently serves at Treasurer for Rivers Edge West. Mr. Parsons embraces the Western Colorado lifestyle and enjoys mountain biking, dirt biking, camping, golf, skiing and river activities.
Ethan joined RoseCap in 2013 as a Financial Analyst and was promoted to Portfolio Manager in 2018. In this role, he serves RoseCap clients by taking their unique investment circumstances (as described in Investment Policy Statement of each client) and translating them into a portfolio of securities that aims to provide the client with the highest probability of achieving their financial goal(s). He also monitors client portfolios for rebalancing, gain/loss harvesting, and other ongoing portfolio needs. Ethan has a strong interest in investment research, financial analysis, and continuous improvement of existing RoseCap portfolio management processes.
Mr. Corman has earned designations from both the Chartered Financial Analyst (CFA) Institute and the Chartered Alternative Investment Analyst (CAIA) Association, demonstrating knowledge and expertise gained from hundreds of hours of post graduate studies and real-world application of financial theory. Ethan is a graduate of Colorado Mesa University with a finance concentration and a United States Air Force veteran who served in Operation Enduring Freedom following the attacks on 9/11. Outside of work, Ethan spends time with his wife and two kids; exploring the country, enjoying baseball games, and reading history.
Prior to joining RoseCap, Alex spent 8 years with Plante Moran (formerly EKS&H), in Denver, CO. His tax expertise offers a broad range of experience in closely held businesses, individual income taxation, income tax planning, estate planning, and wealth transfer. Alex strives to be a trusted business adviser to his clients and helps them navigate challenging tax issues. He continually monitors tax legislation and emerging trends to identify their impacts on – and strategies to improve and maximize—his clients’ tax positions. Alex is passionate about developing long-term relationships with clients and takes a holistic approach to achieve their financial goals and understanding their businesses. Alex attended Colorado Mesa University in Grand Junction, Colorado where he played 4 years of Division II soccer and graduated in 2012 with a double major in Accounting and Finance. He is a licensed CPA in both Colorado and Oregon as well as a member of the Oregon Society of CPAs and AICPA. When he is not working, Alex enjoys mountain biking, fishing, rafting, motorcycling, and adventuring with his wife, Holly, and their German Shepherd named Lynus.
Autumn joined the team at RoseCap Financial in January 2019. As the Client Support Specialist, Autumn is here to help ensure that you have a great experience with us. Her job is to work directly with the clients with set up of new accounts, transferring accounts, website use and questions, and offering general support for special circumstances that may exist. Prior to joining RoseCap Financial, Autumn worked in Customer Service and Management for over 15 years. Autumn loves working with people whether it is teaching, problem solving, or just helping with any questions you may have. Outside of work, Autumn spends time with her husband, daughter, and dog. They love to find new adventures and enjoy living in the Grand Valley where they have access to so many recreational activities. Don’t hesitate to reach out to Autumn if you have any questions or just want to say hi!
As a Client Service Administrator, Sarah brings 14 years of banking and wealth management experience to the firm. Prior to joining RoseCap, Sarah was the Director of Operations at Alpine Bank Wealth Management. Her experience includes client relations and account administration, investment management, operations, and compliance. Sarah is a Grand Junction native and graduate of Colorado Mesa University where she earned a Bachelor of Arts degree in Kinesiology. Sarah is also a graduate of Colorado State University – Global where so earned a Bachelor of Science degree in Accounting. She a Certified IRA Services Professional (CISP), an Accredited Fiduciary Investment Manager (AFIM), a Certified Bank Secrecy Act/Anti-Money Laundering Professional (CBAP), and a Certified Fiduciary and Investment Risk Specialist (CFIRS). Next, she is pursing the Certified Financial Planner designation. She enjoys working with people and building strong relationships. Sarah enjoys spending time with her family, sports, and photography.
RoseCap Investment Advisors, LLC (“RoseCap”) is an SEC Registered Investment Advisor. Investments are not FDIC insured and involve the risk partial or complete loss of value. Before you invest, please consider your investment objectives and RoseCap’s fees and expenses. Past performance does not guarantee future results.
RoseCap chose to be an independent, fee-only, investment advisor because we believe this provides the best level of service for our clients. In addition to providing objective investment advice to our clients, we avoid selling high commission products such as life insurance and annuities to clients. Taking the role of a trusted advisor rather than a salesman is something that is very important to RoseCap, and should be very important to clients as well.